Policy Chapters and Sections

Incident Reporting – Fact Finding

Chapter: 8 Section: 3.7.2.3
Effective Date: 5/4/2007
Expiration Date: Continuing
Published Date: 8/18/2021 9:11:48 AM
Status: Current
Version: 1

Tags: Grants, Reporting, Administration, Fiscal

  1. The USDOL OIG, upon receipt of an allegation, will make a determination as to whether an investigation will occur at the federal or state level.  Notice of this determination will be provided in writing to the Depatment.
  2. If the OIG elects to investigate the allegation(s), The Department will postpone resolution until the investigation is complete.
  3. Should the USDOL/OIG elect for the investigation to occur at the state level, the Department will initiate a special monitoring review or an investigation by the appropriate state entities.  Under some circumstances, the Department shall have the responsible LWIA conduct the investigation.
  4. If the allegation is against a customer receiving WIOA services, the LWIA may suspend such service(s) while the allegation is under investigation.
  5. Regardless of which entity (USDOL or the Department) will complete the investigation, the OET Fiscal Unit shall monitor the status of all WIOA Title 1B fraud and abuse investigations.